4//SEC Filing
XOMA Corp 4
Accession 0000791908-14-000047
$XOMACIK 0000791908operating
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 3:38 PM ET
Size
14.7 KB
Accession
0000791908-14-000047
Insider Transaction Report
Form 4
XOMA CorpXOMA
Klein Thomas
Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Shares
2014-03-18+667→ 44,115 total - Sale
Common Shares
2014-03-18$6.32/sh−257$1,623→ 43,858 total - Exercise/Conversion
Common Shares
2014-03-18+80,000→ 123,858 total - Sale
Common Shares
2014-03-18$6.32/sh−30,708$193,952→ 93,150 total - Exercise/Conversion
Restricted Stock Units
2014-03-18−667→ 241,333 totalExercise: $0.00From: 2014-03-18Exp: 2016-03-18→ Common Shares (667 underlying) - Exercise/Conversion
Restricted Stock Units
2014-03-18−80,000→ 161,333 totalExercise: $0.00From: 2014-03-18Exp: 2016-03-18→ Common Shares (80,000 underlying)
Holdings
- 1,659(indirect: By 401(k))
Common Shares
Footnotes (4)
- [F1]These restricted stock units were granted on March 23, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.
- [F2]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock.
- [F3]Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.
- [F4]These restricted stock units were granted on March 18, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.
Documents
Issuer
XOMA Corp
CIK 0000791908
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000791908
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 3:38 PM ET
- Size
- 14.7 KB