Home/Filings/4/0000791908-13-000033
4//SEC Filing

XOMA Corp 4

Accession 0000791908-13-000033

$XOMACIK 0000791908operating

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 7:01 PM ET

Size

7.9 KB

Accession

0000791908-13-000033

Insider Transaction Report

Form 4
Period: 2013-11-13
Transactions
  • Exercise/Conversion

    Common Shares

    2013-11-13+4,49812,868 total
  • Exercise/Conversion

    Restricted Stock Units

    2013-11-134,4981,102 total
    Exercise: $0.00Exp: 2015-05-28Common Shares (4,498 underlying)
Holdings
  • Common Shares

    (indirect: By Spouse)
    1,000
Footnotes (3)
  • [F1]These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.
  • [F2]Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. This nondiscretionary transaction represents the vesting of restricted stock units as shares of common stock.
  • [F3]These shares were purchased and are held by Ute C. Bowes, the spouse of William K. Bowes, Jr.

Issuer

XOMA Corp

CIK 0000791908

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0000791908

Filing Metadata

Form type
4
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 7:01 PM ET
Size
7.9 KB