STAPLES INC 4
4 · STAPLES INC · Filed Mar 9, 2017
Insider Transaction Report
Form 4
STAPLES INCSPLS
Komola Christine T
SVP, Controller
Transactions
- Other
Common Stock
2016-07-05−1,313→ 70,242.215 total - Other
Common Stock
2017-03-09−59,022→ 149,557 total - Other
Common Stock
2016-07-05+1,313→ 134,170 total(indirect: By Trust) - Other
Common Stock
2017-01-04+1,381.215→ 135,551.215 total(indirect: By Trust) - Tax Payment
Common Stock
2017-03-07$8.78/sh−28,269$248,202→ 127,883 total - Award
Common Stock
2017-03-07+87,291→ 156,152 total - Award
Common Stock
2017-03-08+80,696→ 208,579 total - Other
Common Stock
2017-01-04−1,381.215→ 68,861 total - Other
Common Stock
2017-03-09+59,022→ 194,573.215 total(indirect: By Trust)
Holdings
- 14,028(indirect: By Trust)
Common Stock
- 1,580
Phantom Stock Unit 401(k)
→ Common Stock (1,580 underlying) - 2,126
Phantom Stock Unit SERP
→ Common Stock (2,126 underlying)
Footnotes (7)
- [F1]Transfer from a direct holding to an indirect holding.
- [F2]ESPP - Adjusted to reflect additional shares acquired through reporting person's participation in Staples Employee Stock Purchase Plan.
- [F3]Shares acquired upon settlement of 2014-2016 performance share awards.
- [F4]Restricted Stock Unit vesting as follows: 1/3 vests on March 8, 2018; 1/3 vests on March 8, 2019; 1/3 vests on March 8, 2020.
- [F5]Phantom Stock Units are held in a SERP and are payable in cash following the reporting person's termination of employment. Number of underlying shares of common stock is based on January 5, 2017 account statement and reflects acquisitions resulting from dividend reinvestment feature.
- [F6]See Table II, Column 2
- [F7]Phantom Stock Units are held in a 401(k) and are payable in cash following the reporting person's termination of employment. Number of underlying shares of common stock is based on January 5, 2017 account statement and reflects acquisitions resulting from dividend reinvestment feature.