4//SEC Filing
SJW GROUP 4
Accession 0000766829-17-000056
$HTOCIK 0000766829operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 3:27 PM ET
Size
12.0 KB
Accession
0000766829-17-000056
Insider Transaction Report
Form 4
SJW GROUPSJW
ROTH W RICHARD
DirectorPresident & CEO
Transactions
- Award
Common Stock
2017-02-28+6,639→ 136,660 total - Gift
Common Stock
2017-02-28+4,145→ 103,992 total(indirect: By Trust) - Tax Payment
Common Stock
2017-02-28$48.53/sh−2,494$121,034→ 134,166 total - Gift
Common Stock
2017-02-28−4,145→ 130,021 total
Holdings
- 18,300(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Represents 6,639 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016.
- [F2]Includes 19,330 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 117,330 shares of the issuer's common stock underlying deferred restricted stock.
- [F3]Represents 2,494 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.
- [F4]Includes 4,145 shares of the issuer's common stock, 12,691 shares of common stock underlying RSUs which will vest and become issuable in accordance with their terms, and 117,330 shares of the issuer's common stock underlying deferred restricted stock.
- [F5]Represents an aggregate of 4,145 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of the ROE RSU described in footnote 1 above.
- [F6]Includes 12,691 shares of common stock underlying RSUs, which will vest and become issuable in accordance with their terms and 117,330 shares of the issuer's common stock underlying deferred restricted stock.
- [F7]Includes an aggregate of 4,145 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of the ROE RSU described in footnote 1 above.
Documents
Issuer
SJW GROUP
CIK 0000766829
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000766829
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 3:27 PM ET
- Size
- 12.0 KB