4//SEC Filing
O'Keefe Colleen A 4
Accession 0000758004-10-000151
CIK 0000758004other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:48 PM ET
Size
12.1 KB
Accession
0000758004-10-000151
Insider Transaction Report
Form 4
NOVELL INCNOVL
O'Keefe Colleen A
Senior VP of Services
Transactions
- Award
Common Stock
2010-12-14+21,463→ 241,511 total - Tax Payment
Common Stock
2010-12-14$5.99/sh−6,816$40,828→ 234,695 total - Award
Stock Option (right to buy)
2010-12-14+15,624→ 31,248 totalExercise: $6.71From: 2010-12-14Exp: 2015-12-18→ Common Stock (15,624 underlying) - Award
Stock Option (right to buy)
2010-12-14+48,828→ 48,828 totalExercise: $3.64From: 2010-12-14Exp: 2016-12-16→ Common Stock (48,828 underlying)
Footnotes (4)
- [F1]Represents restricted stock units, granted to the reporting person on December 16, 2008, that vested on December 14, 2010, based upon satisfaction of certain predetermined performance criteria for fiscal 2010. The vested units were automatically converted into common stock on a one-for-one basis on the vesting date.
- [F2]Represents shares withheld to satisfy the tax liability of the reporting person upon the vesting of 21,463 shares under a Restricted Stock Unit award.
- [F3]On December 18, 2007, the reporting person was granted an option to purchase 62,497 shares of common stock. The option vests in four equal annual installments based on Novell's satisfaction of certain performance criteria for each of the fiscal years ending October 31, 2008, 2009, 2010 and 2011. The performance criteria for 2010 were met, resulting in the vesting of the option as to 15,624 shares.
- [F4]On December 16, 2008, the reporting person was granted an option to purchase 97,656 shares of common stock. The option vests in four equal annual installments based on Novell's satisfaction of certain performance criteria for each of the fiscal years ending October 31, 2009, 2010, 2011 and 2012. The performance criteria for 2010 were met, resulting in the vesting of the option as to 48,828 shares.
Documents
Issuer
NOVELL INC
CIK 0000758004
Entity typeother
Related Parties
1- filerCIK 0001382276
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 4:48 PM ET
- Size
- 12.1 KB