MALONE CLAUDINE B/CA 4
4 · NOVELL INC · Filed Nov 2, 2009
Insider Transaction Report
Form 4
NOVELL INCNOVL
MALONE CLAUDINE B/CA
Director
Transactions
- Exercise/Conversion
Common Stock
2009-11-01+312→ 51,574 total(indirect: By Trust) - Exercise/Conversion
Common Stock Equivalent
2009-11-01−312→ 0 totalFrom: 2009-11-01Exp: 2009-11-01→ Common Stock (312 underlying)
Holdings
- 22,365
Common Stock
Footnotes (2)
- [F1]In connection with the reporting person's acquisition of 1,250 common stock equivalents on November 1, 2006, the issuer issued the reporting person 312 match common stock equivalents that, according to the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vest on November 1, 2009.
- [F2]Each common stock equivalent is the economic equivalent of one share of Novell common stock. On November 1, 2009, the reporting person's common stock equivalents were settled for an equal number of shares of Novell common stock in accordance with the Novell 2000 Stock Plan.