WELLS JAMES M III 4
4 · SUNTRUST BANKS INC · Filed Dec 22, 2011
Insider Transaction Report
Form 4
WELLS JAMES M III
DirectorChairman, President and CEO
Transactions
- Other
Common Stock
2011-12-16+20,432.2→ 309,831.596 total - Other
Common Stock
2011-12-16−25,180.746→ 0 total(indirect: GRAT no. 2) - Other
Common Stock
2011-12-16−20,432.2→ 8,001.355 total(indirect: GRAT no. 3) - Other
Common Stock
2011-12-16+25,180.746→ 289,399.39 total
Holdings
- 100,000
Option
Exercise: $73.19From: 2007-02-10Exp: 2014-02-10→ Common Stock (100,000 underlying) - 1,708.049(indirect: By 401(k))
Common Stock
- 84,439
Option
Exercise: $29.20From: 2012-04-01Exp: 2021-04-01→ Common Stock (84,439 underlying) - 12,267(indirect: By Spouse)
Common Stock
- 60,000
Option
Exercise: $73.14From: 2008-02-08Exp: 2015-02-08→ Common Stock (60,000 underlying) - 163,000
Option
Exercise: $85.06From: 2010-02-13Exp: 2017-02-13→ Common Stock (163,000 underlying) - 250,000
Option
Exercise: $9.06From: 2012-02-10Exp: 2019-02-10→ Common Stock (250,000 underlying) - 7,925.674
Phantom Stock
→ Common Stock (7,925.674 underlying) - 57,560.844
Phantom Stock
→ Common Stock (57,560.844 underlying) - 100,000
Option
Exercise: $54.28From: 2006-02-11Exp: 2013-02-11→ Common Stock (100,000 underlying) - 100,000
Option
Exercise: $71.03From: 2009-02-14Exp: 2016-02-14→ Common Stock (100,000 underlying) - 250,000
Option
Exercise: $64.58From: 2011-02-12Exp: 2018-02-12→ Common Stock (250,000 underlying)
Footnotes (9)
- [F1]Transaction was a mere change in form of reporting person's beneficial ownership.
- [F2]Includes 112,913 shares of restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under rule 16(b)-3. Includes 50,000 shares which vest on 2/10/2012 and 62,913 shares which vest on 12/16/2012.
- [F3]Because the stock fund components of the 401(k) Plan is accounted for in unit accounting, the number of shares equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- [F4]Includes shares acquired upon dividend reinvestment since reporting person's last report.
- [F5]The reported phantom stock units were acquired under SunTrust Banks, Inc's Deferred Compensation Plan. These phantom stock units convert to common stock on a one-for-one basis.
- [F6]Represents stock units granted under the SunTrust Banks, Inc. 2009 Stock Plan paid as salary. Remainder will be settled on March 31, 2012, unless settled earlier due to the executive's death.
- [F7]Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
- [F8]Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- [F9]Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over three years.