HANCOCK JOHN FINANCIAL SERVICES INC 4
4 · HANCOCK JOHN FINANCIAL SERVICES INC · Filed Apr 30, 2004
Insider Transaction Report
Form 4
FORD GOLDFARB MAUREEN R
Executive V.P.
Transactions
- Tax Payment
Common Stock
2004-04-27$46.44/sh−17,547$814,795→ 131,687 total - Disposition to Issuer
Employee Stock Option (right to buy)
2004-04-28−150,000→ 0 totalExercise: $35.53Exp: 2006-02-05→ Common Stock (150,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2004-04-28−140,855→ 0 totalExercise: $38.10Exp: 2006-05-14→ Common Stock (140,855 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2004-04-28−112,500→ 0 totalExercise: $28.65Exp: 2008-01-03→ Common Stock (112,500 underlying) - Disposition to Issuer
Common Stock
2004-04-28−131,687→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2004-04-28−275,000→ 0 totalExercise: $41.62Exp: 2007-01-09→ Common Stock (275,000 underlying) - Disposition to Issuer
Common Stock
2004-04-28−2,250→ 0 total(indirect: By Spouse) - Disposition to Issuer
Employee Stock Option (right to buy)
2004-04-28−72,400→ 0 totalExercise: $13.94Exp: 2005-03-13→ Common Stock (72,400 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2004-04-28−56,250→ 0 totalExercise: $41.40Exp: 2009-02-09→ Common Stock (56,250 underlying)
Holdings
- 0(indirect: By 401(k))
Common Stock
Footnotes (10)
- [F1]Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.
- [F10]Pursuant to merger agreement between issuer and Manulife Financial Services, this option was assumed by Manulife in the merger and replaced with an option to purchase 66,673 shares of Manulife common stock for $34.93 per share. This option vests in two equal annual installments beginning on February 9, 2005, which vesting is not affected by the merger.
- [F2]Disposed pursuant to merger agreement between issuer and Manulife Financial Services in exchange for 156,088 shares of Manulife common stock having a market value of $37.10 per share on the effective date of the merger.
- [F3]Disposed pursuant to merger agreement between issuer and Manulife Financial Services in exchange for 2,666 shares of Manulife common stock having a market value of $37.10 per share on the effective date of the merger.
- [F4]The John Hancock 401(k) JHF Stock Fund was closed on March 30, 2004 in anticipation of the merger with Manulife Financial Services. All assets in the fund were sold and the proceeds reinvested into another fund option. Exempt pursuant to Rule 16b-3(c).
- [F5]Pursuant to merger agreement between issuer and Manulife Financial Services, this option was assumed by Manulife in the merger and replaced with an option to purchase 85,815 shares of Manulife common stock for $11.76 per share.
- [F6]Pursuant to merger agreement between issuer and Manulife Financial Services, this option was assumed by Manulife in the merger and replaced with an option to purchase 177,795 shares of Manulife common stock for $29.98 per share.
- [F7]Pursuant to merger agreement between issuer and Manulife Financial Services, this option was assumed by Manulife in the merger and replaced with an option to purchase 166,955 shares of Manulife common stock for $32.15 per share.
- [F8]Pursuant to merger agreement between issuer and Manulife Financial Services, this option was assumed by Manulife in the merger and replaced with an option to purchase 325,957 shares of Manulife common stock for $35.11 per share.
- [F9]Pursuant to merger agreement between issuer and Manulife Financial Services, this option was assumed by Manulife in the merger and replaced with an option to purchase 133,346 shares of Manulife common stock for $24.17 per share.