ELECTRO SCIENTIFIC INDUSTRIES INC 4

4 · ELECTRO SCIENTIFIC INDUSTRIES INC · Filed May 15, 2017

Form 4

Period: 2017-05-11

VP Customer Operations

Transactions

Exercise/Conversion
Common Stock
2017-05-11$6.71/sh+12,500$83,875→ 125,551.48 total
Sale
Common Stock
2017-05-11$8.48/sh−12,500$105,939→ 113,051.48 total
Exercise/Conversion
Common Stock
2017-05-11$5.63/sh+10,000$56,300→ 123,051.48 total
Sale
Common Stock
2017-05-11$8.48/sh−10,000$84,751→ 113,051.48 total
Exercise/Conversion
Common Stock
2017-05-11$7.26/sh+40,000$290,400→ 153,051.48 total
Sale
Common Stock
2017-05-11$8.48/sh−40,000$339,004→ 113,051.48 total
Exercise/Conversion
Stock Appreciation Rights
2017-05-11−10,000→ 30,000 total
Exercise: $5.63From: 2016-05-14Exp: 2025-05-14→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Appreciation Rights
2017-05-11−12,500→ 12,500 total
Exercise: $6.71From: 2015-05-15Exp: 2024-05-15→ Common Stock (12,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2017-05-11−40,000→ 0 total
Exercise: $7.26From: 2010-05-14Exp: 2019-05-13→ Common Stock (40,000 underlying)

Footnotes (3)

[F1]The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.45 to $8.51.
[F2]SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date.
[F3]The SOSAR was originally granted on May 14, 2009 and provided for vesting in four equal annual installments commencing on May 14, 2010.

Documents

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