TOMPKINS JON D 4

Accession 0000726514-13-000004

CIK 0000726514other

View on SEC.gov Company Profile

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 5:08 PM ET

Size

26.3 KB

Accession

0000726514-13-000004

Insider Transaction Report

Form 4

Period: 2013-01-30

ELECTRO SCIENTIFIC INDUSTRIES INCESIO

TOMPKINS JON D

Director

Transactions

Disposition to Issuer
Stock Option (right to buy)
2013-01-30−10,000→ 41,000 total
Exercise: $25.75Exp: 2014-07-30→ Common Stock (10,000 underlying)
Award
Stock Option (right to buy)
2013-01-30+10,000→ 51,000 total
Exercise: $18.62Exp: 2015-07-21→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2013-01-30−5,000→ 46,000 total
Exercise: $19.92Exp: 2016-05-25→ Common Stock (5,000 underlying)
Award
Stock Option (right to buy)
2013-01-30+5,000→ 51,000 total
Exercise: $19.12Exp: 2016-05-25→ Common Stock (5,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2013-01-30−6,000→ 45,000 total
Exercise: $17.17Exp: 2013-07-30→ Common Stock (6,000 underlying)
Award
Stock Option (right to buy)
2013-01-30+6,000→ 51,000 total
Exercise: $16.37Exp: 2013-07-30→ Common Stock (6,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2013-01-30−20,000→ 31,000 total
Exercise: $24.02Exp: 2013-10-29→ Common Stock (20,000 underlying)
Award
Stock Option (right to buy)
2013-01-30+20,000→ 51,000 total
Exercise: $23.22Exp: 2013-10-29→ Common Stock (20,000 underlying)
Award
Stock Option (right to buy)
2013-01-30+10,000→ 51,000 total
Exercise: $24.95Exp: 2014-07-30→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2013-01-30−10,000→ 41,000 total
Exercise: $19.42Exp: 2015-07-21→ Common Stock (10,000 underlying)

Footnotes (5)

[F1]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 31, 2003 and provided for vesting in four equal annual installments commencing on July 31, 2004.
[F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 30, 2003 and provided for full vesting on October 30, 2004.
[F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 31, 2004 and provided for vesting in twelve equal monthly installments commencing on August 31, 2004.
[F4]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 21, 2005 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on July 20, 2008.
[F5]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 26, 2006 and provided for immediate vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on May 25, 2009.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ELECTRO SCIENTIFIC INDUSTRIES INC

CIK 0000726514

→

Entity typeother

Related Parties

filerCIK 0001196899

Filing Metadata

Form type: 4
Filed: Jan 30, 7:00 PM ET
Accepted: Jan 31, 5:08 PM ET
Size: 26.3 KB

View on SEC.gov