Brautigam Allen 4
4 · STIFEL FINANCIAL CORP · Filed Feb 12, 2018
Insider Transaction Report
Form 4
Brautigam Allen
Other
Transactions
- Award
Phantom Stock Units
2017-09-15+68→ 33,210 totalExercise: $0.00→ Common Stock (68 underlying) - Award
Phantom Stock Units
2017-12-15+57→ 33,267 totalExercise: $0.00→ Common Stock (57 underlying) - Award
Phantom Stock Units
2018-02-08+3,333→ 8,793 totalExercise: $0.00→ Common Stock (3,333 underlying)
Footnotes (3)
- [F1]Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis.
- [F2]Units vest in 20% increments over a five year period.
- [F3]No expiration date for these Units.