STIFEL FINANCIAL CORP·4

Jan 21, 1:47 PM ET

SCHLAFLY J JOSEPH 4

4 · STIFEL FINANCIAL CORP · Filed Jan 21, 2004

Insider Transaction Report

Form 4
Period: 2004-01-20
Transactions
  • Tax Payment

    Common Stock

    2004-01-20$18.52/sh2,616$48,44818,230 total
  • Exercise/Conversion

    Common Stock

    2004-01-20$18.52/sh+7,153$132,47420,846 total
  • Exercise/Conversion

    Phantom Stock Units

    2004-01-20$18.52/sh7,153$132,47419,844 total
    Exercise: $0.00From: 2005-02-01Common Stock (7,153 underlying)
Holdings
  • Stock Option (Option to Buy)

    Exercise: $9.58Exp: 2009-02-02Common Stock (7,875 underlying)
    7,875
Footnotes (3)
  • [F1]Phantom Stock Units vest in 33 1/3% increments on 2/1/03, 2/1/04 and 2/1/05.
  • [F2]No expiration date for these Units.
  • [F3]Various exercisable dates.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT