4//SEC Filing
KENDRICK THOMAS R 4
Accession 0000720672-04-000015
CIK 0000720672other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 1:46 PM ET
Size
9.7 KB
Accession
0000720672-04-000015
Insider Transaction Report
Form 4
KENDRICK THOMAS R
Other
Transactions
- Exercise/Conversion
Phantom Stock Units
2004-01-20$18.52/sh−3,000$55,560→ 23,919 totalExercise: $0.00From: 2006-01-01→ Common Stock (3,000 underlying) - Exercise/Conversion
Common Stock
2004-01-20$18.52/sh+3,000$55,560→ 3,459 total - Tax Payment
Common Stock
2004-01-20$18.52/sh−1,160$21,483→ 2,299 total
Holdings
- 8,000
Stock Option (Option to Buy)
Exp: 2012-01-02→ Common Stock (8,000 underlying)
Footnotes (4)
- [F1]Phantom stock units vest in 33 1/3% increments on 1/1/04, 1/1/05 and 1/1/06.
- [F2]No expiration date for these Units.
- [F3]Various exercise prices.
- [F4]Various exercisable dates.
Documents
Issuer
STIFEL FINANCIAL CORP
CIK 0000720672
Entity typeother
Related Parties
1- filerCIK 0001208972
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 1:46 PM ET
- Size
- 9.7 KB