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STIFEL FINANCIAL CORP·4

Jan 21, 1:46 PM ET

KENDRICK THOMAS R 4

4 · STIFEL FINANCIAL CORP · Filed Jan 21, 2004

Insider Transaction Report

Form 4
Period: 2004-01-20
STIFEL FINANCIAL CORPSF
KENDRICK THOMAS R
Other
Transactions
  • Exercise/Conversion

    Phantom Stock Units

    2004-01-20$18.52/sh−3,000$55,560→ 23,919 total
    Exercise: $0.00From: 2006-01-01→ Common Stock (3,000 underlying)
  • Exercise/Conversion

    Common Stock

    2004-01-20$18.52/sh+3,000$55,560→ 3,459 total
  • Tax Payment

    Common Stock

    2004-01-20$18.52/sh−1,160$21,483→ 2,299 total
Holdings

  • Stock Option (Option to Buy)

    Exp: 2012-01-02→ Common Stock (8,000 underlying)
    8,000
Footnotes (4)
  • [F1]Phantom stock units vest in 33 1/3% increments on 1/1/04, 1/1/05 and 1/1/06.
  • [F2]No expiration date for these Units.
  • [F3]Various exercise prices.
  • [F4]Various exercisable dates.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT