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4//SEC Filing

USDAN JOHN 4

Accession 0000717724-12-000047

CIK 0001498301other

View on SEC.gov Company Profile

Filed

Sep 26, 8:00 PM ET

Accepted

Sep 27, 4:16 PM ET

Size

22.5 KB

Accession

0000717724-12-000047

Insider Transaction Report

Form 4

Period: 2012-09-25

Ascena Retail Group, Inc.ASNA

Director

Transactions

Exercise/Conversion
Common
2012-09-25$11.65/sh+20,000$233,000→ 37,600 total
Exercise/Conversion
Common
2012-09-25$3.54/sh+13,600$48,144→ 17,600 total
Sale
Common
2012-09-25$21.42/sh−33,600$719,813→ 4,000 total
Exercise/Conversion
Option to Buy
2012-09-25−20,000→ 0 total
Exercise: $11.65From: 2007-11-29Exp: 2016-11-29→ Common (20,000 underlying)
Exercise/Conversion
Option to Buy
2012-09-25−13,600→ 0 total
Exercise: $3.54From: 2004-11-19Exp: 2013-11-19→ Common (13,600 underlying)

Holdings

Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (10,000 underlying)
10,000
Open To Buy
Exercise: $11.70From: 2010-09-23Exp: 2020-09-23→ Common (20,000 underlying)
20,000
Restricted Stock Units
→ Common (5,000 underlying)
5,000
Option to Buy
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (20,000 underlying)
20,000

Footnotes (7)

[F1]This transaction was executed in multiple trades ranging from $21.30 to $21.49. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
[F2]Granted under the Company's 1995 Stock Option Plan.
[F3]Granted under the Company's 2001 Stock Incentive Plan.
[F4]Granted under the Company's 2010 Stock Incentove Plan
[F5]Exercisable in three equal annual installments with the first installment on the date indicated
[F6]Restricted stock units issued under the Company's 2010 Stock Incentive Plan
[F7]These units vest in three equal installments on September 20, 2013, September 20, 2014 and September 20, 2015

Documents

2 files

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

Entity typeother

Related Parties

1

filerCIK 0001234440

Filing Metadata

Form type: 4
Filed: Sep 26, 8:00 PM ET
Accepted: Sep 27, 4:16 PM ET
Size: 22.5 KB

View on SEC.gov