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4//SEC Filing

FIRST CHARTER CORP /NC/ 4

Accession 0000717306-07-000050

CIK 0000717306operating
View on SEC.govCompany Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 6:32 PM ET

Size

19.5 KB

Accession

0000717306-07-000050

Insider Transaction Report

Form 4
Period: 2007-02-16
FIRST CHARTER CORP /NC/FCTR
WARLICK L D JR
Director
Transactions
  • Award

    Phantom Stock

    2007-02-16$24.28/sh+46.481$1,129→ 86.447 total
    → Common Stock (46.481 underlying)
Holdings

  • Common Stock

    (indirect: LD Warlick - Custodian Laura)
    1,635.523

  • Common Stock

    (indirect: By Spouse)
    24,129.835

  • Common Stock

    (indirect: By Trust)
    135

  • Common Stock

    (indirect: M. E. Warlick - Custodian Laura)
    1,531.39

  • Stock Options (Right to buy)

    Exercise: $15.75Exp: 2011-01-17→ Common Stock (720 underlying)
    720

  • Common Stock

    (indirect: By IRA)
    6,807

  • Common Stock

    118,762

  • Stock Options (Right to buy)

    Exercise: $18.81Exp: 2013-01-22→ Common Stock (5,000 underlying)
    5,000

  • Stock Options (Right to buy)

    Exercise: $20.02Exp: 2014-01-21→ Common Stock (1,800 underlying)
    1,800

  • Stock Options (Right to buy)

    Exercise: $17.37Exp: 2012-01-16→ Common Stock (2,500 underlying)
    2,500

  • Common Stock

    (indirect: Warlick Funeral Home, Inc.)
    13,233.477
Footnotes (7)
  • [F1]Includes 13.3468 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
  • [F2]Includes 12.497 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
  • [F3]Includes 198.5368 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
  • [F4]Includes 107.9945 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
  • [F5]One for One
  • [F6]Non-Employee directors may withdraw common stock from the deferred comp plan the first day of the calendar month following retirement, death, or termination.
  • [F7]All Options are currently exercisable

Documents

1 file

Issuer

FIRST CHARTER CORP /NC/

CIK 0000717306

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000717306

Filing Metadata

Form type
4
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 6:32 PM ET
Size
19.5 KB
View on SEC.gov