Zupfer Kersten Delores 4

4 · REGIS CORP · Filed Nov 9, 2021

Form 4

Period: 2021-11-05

Chief Financial Officer

Transactions

Award
Stock Options
2021-11-05+112,500→ 112,500 total
Exercise: $2.76Exp: 2031-11-05→ Common Stock (112,500 underlying)
Award
Stock Appreciation Rights
2021-11-05+112,500→ 112,500 total
Exercise: $2.76Exp: 2031-11-05→ Common Stock (112,500 underlying)
Award
Common Stock
2021-11-05$2.76/sh+21,830$60,251→ 112,941 total
Award
Common Stock
2021-11-05+62,017→ 174,958 total

Footnotes (3)

[F1]The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 21,830 shares of RGS common stock under the SPMP.
[F2]The Reporting Person was awarded a grant of 62,017 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.
[F3]The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

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