EATON VANCE CORP 4/A
4/A · EATON VANCE CORP · Filed Jan 14, 2009
Insider Transaction Report
Form 4/AAmended
O REILLY VINCENT M
Director
Transactions
- Exercise/Conversion
Eaton Vance Corp. Non-voting Common Stock
2009-01-07+2,273→ 4,746.81 total - Exercise/Conversion
Phantom Stock
2009-01-07−2,273→ 0 totalFrom: 2010-11-03Exp: 2010-11-03→ Eaton Vance Corp. Non-voting Common Stock (2,273 underlying) - Disposition to Issuer
Eaton Vance Corp. Non-voting Common Stock
2009-01-07$20.27/sh−2,273$46,074→ 2,473.81 total
Holdings
- 5,800
Option (right to buy)
Exercise: $21.99From: 2008-11-03Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,800 underlying) - 12,000
Option (right to buy)
Exercise: $25.39Exp: 2014-12-17→ Eaton Vance Corp. Non-voting Common Stock (12,000 underlying) - 8,000
Option (right to buy)
Exercise: $30.11From: 2006-11-01Exp: 2016-11-01→ Eaton Vance Corp. Non-voting Common Stock (8,000 underlying) - 8,200
Option (right to buy)
Exercise: $27.58Exp: 2015-12-16→ Eaton Vance Corp. Non-voting Common Stock (8,200 underlying) - 6,700
Option (right to buy)
Exercise: $48.39From: 2007-11-01Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,700 underlying) - 12,000
Option (right to buy)
Exercise: $18.14Exp: 2013-12-19→ Eaton Vance Corp. Non-voting Common Stock (12,000 underlying)
Footnotes (3)
- [F1]On November 3, 2008 a Phantom Stock Award was granted. The Phantom Stock Award is a formula grant with an equivalent value of $50,000, with the number of units of Phantom Stock actually awarded based on the FMV of a share of Company Non-Voting Stock on the grant date. On November 3, 2008 the FMV was $21.99 which calculated to 2,273 shares. On this date only 2,200 shares were reported. This amendment reflects the Phantom Stock Grant with an additional 73 shares to correct the original award.
- [F2]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
- [F3]These options vest over a 4 year period at 25% per year.