GLOBUS KENNETH H 4
4 · UNITED GUARDIAN INC · Filed May 22, 2019
Insider Transaction Report
Form 4
GLOBUS KENNETH H
Director
Transactions
- Gift
Common Stock
2019-05-20−5,600→ 1,350,853 total(indirect: By Trust)
Footnotes (1)
- [F1]After the transfer of the 5,600 shares being gifted, Reporting Person owns UG stock both directly and indirectly. Direct ownership is 295,427 shares, and Indirect ownership is 1,055,426 shares. Of the Indirect ownership, 295,426 shares are owned by the wife of the Reporting Person, and 760,000 shares are under the control of the Reporting Person in his role as co-Trustee of the Alfred R. Globus Testamentary Trust, the owner of those shares.