GLOBUS KENNETH H 4
4 · UNITED GUARDIAN INC · Filed Apr 18, 2012
Insider Transaction Report
Form 4
GLOBUS KENNETH H
Director
Transactions
- Other
Common Stock
2012-04-17−77,000→ 1,401,293 total(indirect: SEE FOOTNOTE) - Other
Common Stock
2012-04-17−77,000→ 1,478,293 total(indirect: SEE FOOTNOTE)
Footnotes (5)
- [F1]569,293 shares held directly and 909,000 owned beneficially
- [F2]Transfer to the beneficiary of stock held in trust. No sale of stock involved.
- [F3]569,293 shares held directly; 760,000 shares held indirectly as joint trustee (sole voting trustee) of the Alfred R. Globus Testamentary Trust; 77,000 shares held indirectly as trustee of daughter's trust; 72,000 shares owned by wife
- [F4]569,293 shares held directly and 832,000 owned beneficially
- [F5]569,293 shares held directly; 760,000 shares held indirectly as joint trustee (sole voting trustee) of the Alfred R. Globus Testamentary Trust; 72,000 shares owned by wife