TYSON FOODS INC 4

4 · TYSON FOODS INC · Filed Sep 12, 2013

Insider Transaction Report

Form 4

Period: 2013-08-15

TYSON FOODS INCTSN

Lochner James V

Sr Group VP Fresh Meats & Mar

Transactions

Other
Class A Common Stock
2013-08-15+1,057→ 39,289 total(indirect: Employee Stock Purchase Plan)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$4.90/sh−40,000$196,000→ 10,000 total
Exercise: $4.90From: 2010-11-14Exp: 2018-11-14→ Class A Common Stock (40,000 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$15.96/sh−275,000$4,389,000→ 0 total
Exercise: $15.96From: 2011-02-11Exp: 2020-02-11→ Class A Common Stock (275,000 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$15.06/sh−50,000$753,000→ 0 total
Exercise: $15.06From: 2009-11-16Exp: 2017-11-16→ Class A Common Stock (50,000 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$15.96/sh−24,000$383,040→ 0 total
Exercise: $15.96From: 2006-09-29Exp: 2014-09-29→ Class A Common Stock (24,000 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$12.02/sh−50,000$601,000→ 0 total
Exercise: $12.02From: 2010-11-30Exp: 2019-11-30→ Class A Common Stock (50,000 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$16.19/sh−216,667$3,507,839→ 108,333 total
Exercise: $16.19From: 2011-11-29Exp: 2020-11-29→ Class A Common Stock (216,667 underlying)
Sale
Class A Common Stock
2013-09-11$30.02/sh−864,001$25,940,420→ 176,393 total
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-10$15.96/sh−16,000$255,360→ 24,000 total
Exercise: $15.96From: 2006-09-29Exp: 2014-09-29→ Class A Common Stock (16,000 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$15.37/sh−50,000$768,500→ 0 total
Exercise: $15.37From: 2008-11-17Exp: 2016-11-17→ Class A Common Stock (50,000 underlying)
Other
Class A Common Stock
2013-08-21−38,148→ 1,141 total(indirect: Employee Stock Purchase Plan)
Other
Class A Common Stock
2013-08-21+38,148→ 176,393 total
Other
Class A Common Stock
2013-08-29+155→ 1,296 total(indirect: Employee Stock Purchase Plan)
Exercise/Conversion
Class A Common Stock
2013-09-10$15.96/sh+16,000$255,360→ 192,393 total
Sale
Class A Common Stock
2013-09-10$30.00/sh−16,000$480,000→ 176,393 total
Exercise/Conversion
Class A Common Stock
2013-09-11$15.96/sh+24,000$383,040→ 200,393 total
Exercise/Conversion
Class A Common Stock
2013-09-11$16.35/sh+50,000$817,500→ 250,393 total
Exercise/Conversion
Class A Common Stock
2013-09-11$15.37/sh+50,000$768,500→ 300,393 total
Exercise/Conversion
Class A Common Stock
2013-09-11$15.06/sh+50,000$753,000→ 350,393 total
Exercise/Conversion
Class A Common Stock
2013-09-11$4.90/sh+40,000$196,000→ 390,393 total
Exercise/Conversion
Class A Common Stock
2013-09-11$12.02/sh+50,000$601,000→ 440,393 total
Exercise/Conversion
Class A Common Stock
2013-09-11$15.96/sh+275,000$4,389,000→ 715,393 total
Exercise/Conversion
Class A Common Stock
2013-09-11$16.19/sh+216,667$3,507,839→ 932,060 total
Exercise/Conversion
Class A Common Stock
2013-09-11$19.63/sh−108,334$2,126,596→ 1,040,394 total
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$16.35/sh−50,000$817,500→ 0 total
Exercise: $16.35From: 2007-11-16Exp: 2015-11-16→ Class A Common Stock (50,000 underlying)
Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2013-09-11$19.63/sh−108,334$2,126,596→ 216,666 total
Exercise: $19.63From: 2012-11-28Exp: 2021-11-28→ Class A Common Stock (108,334 underlying)

Footnotes (3)

[F1]Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
[F2]The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct.
[F3]This is a weighted average price. These shares were sold in multiple transactions on September 10 and September 11, 2013 at prices ranging from $30.00 to $30.13, inclusive, pursuant to a 10b5-1 plan previously enacted by the Reporting Person. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Documents

1 file

4
wf-form4_137899262460031.xmlPrimary
FORM 4