MODLIN HOWARD S 4
4 · TRANS LUX CORP · Filed Dec 16, 2009
Insider Transaction Report
Form 4
MODLIN HOWARD S
Director
Transactions
- Conversion
Common Stock
2009-12-14+7,719→ 7,719 total(indirect: Footnote) - Conversion
Class B Stock
2009-12-14−2,812→ 0 totalExercise: $0.00→ Common Stock (2,812 underlying) - Conversion
Class B Stock
2009-12-14+5,939→ 0 total(indirect: Footnote)Exercise: $0.00→ Common Stock (5,939 underlying) - Conversion
Common Stock
2009-12-14+3,654→ 3,654 total
Footnotes (3)
- [F1]The Class B Stock, a derivative security, was automatically converted into 1.3 shares of Common Stock in a transaction exempt under Rule 16b-6 as a result of a vote of shareholders at the 2009 Annual Meeting.
- [F2]These shares are held in trust for or owned by members of my family, the beneficial ownership of which I disclaim.
- [F3]The Class B shares did not have an exercisable date or an expiration date.