Home/Filings/4/0000094056-07-000014
4//SEC Filing

STEPHAN CO 4

Accession 0000094056-07-000014

CIK 0000094056operating

Filed

Dec 4, 7:00 PM ET

Accepted

Dec 5, 12:58 PM ET

Size

9.6 KB

Accession

0000094056-07-000014

Insider Transaction Report

Form 4
Period: 2007-12-04
Transactions
  • Purchase

    Shares of Common Stock

    2007-12-04$3.25/sh+5,700$18,525107,601 total(indirect: By Merlin Partners, LP)
Holdings
  • Shares of Common Stock

    40,000
  • Stock Options

    Exercise: $3.99From: 2006-09-29Exp: 2010-09-29Shares of Common Stock (5,062 underlying)
    10,124
  • Shares of Common Stock

    (indirect: By LLC)
    10,000
Footnotes (1)
  • [F1]Mr. Barone is the majority owner of Ancora Advisors, LLC, which is General Partner of Merlin Partners, LP. Further Mr. Barone is the Managing Partner of Ancora Partners, LLC, which is an affiliate of Ancora Advisors, LLC. Reported shares do not include shares held by accounts managed by Mr. Barone that are charged a management fee only. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares shall not be deemed an admission of beneficial ownership of all of the reported shares for pusposes of Section 16 or for any other purpose.

Issuer

STEPHAN CO

CIK 0000094056

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000094056

Filing Metadata

Form type
4
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 12:58 PM ET
Size
9.6 KB