4//SEC Filing
STEPHAN CO 4
Accession 0000094056-06-000019
CIK 0000094056operating
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 7:41 PM ET
Size
8.7 KB
Accession
0000094056-06-000019
Insider Transaction Report
Form 4
STEPHAN COTSC
BARONE RICHARD A
Director
Transactions
- Purchase
Shares of Common Stock
2006-06-15$3.11/sh+3,000$9,330→ 23,000 total
Holdings
- 5,062(indirect: Options to Buy (which have not vested))
Stock Options
Exercise: $3.99From: 2006-09-29Exp: 2010-09-29→ Shares of Common Stock (5,062 underlying) - 63,001(indirect: By Merlin Partners, LP)
Shares of Common Stock
- 48,900(indirect: By Ancora Special Opportunity Fund (Mutual Fund))
Shares of Common Stock
Footnotes (1)
- [F1]Mr. Barone is the majority owner of Ancora Advisors, LCC, which has an investment management agreement with The Ancora Special Opportunity Fund and is General Partner of Merlin Partners, LP. Reported shares do not include shares held by accounts managed by Mr. Barone that are charged a management fee only, with the exception of the Ancora Special Opportunity Fund, of which Mr. Barone owns shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
STEPHAN CO
CIK 0000094056
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000094056
Filing Metadata
- Form type
- 4
- Filed
- Jun 18, 8:00 PM ET
- Accepted
- Jun 19, 7:41 PM ET
- Size
- 8.7 KB