STATE STREET CORP 4
4 · STATE STREET CORP · Filed Feb 20, 2007
Insider Transaction Report
Form 4
SHELTON STANLEY W
Executive Vice President
Transactions
- Award
Common Stock
2007-02-15$70.59/sh+11,806$833,386→ 54,002 total - Tax Payment
Common Stock
2007-02-15$70.59/sh−1,479$104,403→ 52,523 total - Award
Stock Appreciation Right
2007-02-15+63,813→ 63,813 totalExercise: $70.59Exp: 2017-02-15→ Common Stock (63,813 underlying)
Holdings
- 4,021(indirect: 401 (k) Plan)
Common Stock
Footnotes (5)
- [F1]Deferred stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F2]These shares were withheld to satisfy tax withholding obligations in connection with the vesting of deferred stock.
- [F3]The reporting person indirectly beneficially owns 4,021 shares of State Street common stock through State Street Corporation's 401(k) plan, as of January 31, 2007. The plan accounts for interest in units of shares and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
- [F4]Stock Appreciation Right granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- [F5]Stock Appreciation Right becomes exercisable in four equal annual increments commencing February 15, 2008.