Goodwin Wallace E 4
4 · SMITH A O CORP · Filed Mar 30, 2021
Insider Transaction Report
Form 4
Goodwin Wallace E
President & GM, Lochinvar, LLC
Transactions
- Exercise/Conversion
Employee Stock Options (Right to Buy)
2021-03-29−2,000→ 61,970 totalExercise: $17.46Exp: 2023-02-11→ Common Stock (2,000 underlying) - Exercise/Conversion
Common Stock
2021-03-29$17.46/sh+2,000$34,924→ 18,850 total - Sale
Common Stock
2021-03-29$70.00/sh−2,000$140,000→ 16,850 total
Footnotes (2)
- [F1]Mr. Good is a participant in the A. O. Smith Dividend Reinvestment Plan ("Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 12 shares of Common Stock.
- [F2]The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.