KITA JOHN J 4

4 · SMITH A O CORP · Filed Feb 13, 2018

Form 4

Period: 2018-02-09

Senior V.P., Corp. Fin. & Cont

Transactions

Tax Payment
Common Stock
2018-02-09$60.11/sh−3,880$233,227→ 75,917 total
Award
Stock Options (Right to Buy)
2018-02-12+19,990→ 103,475 total
Exercise: $61.76Exp: 2028-02-12→ Common Stock (19,990 underlying)
Gift
Common Stock
2017-12-13−1,000→ 71,667 total
Exercise/Conversion
Restricted Stock Units
2018-02-09−8,130→ 13,755 total
Exercise: $60.11→ Common Stock (8,130 underlying)
Award
Restricted Stock Units
2018-02-12+4,810→ 18,565 total
Exercise: $61.76→ Common Stock (4,810 underlying)
Exercise/Conversion
Common Stock
2018-02-09$60.11/sh+8,130$488,694→ 79,797 total

Footnotes (4)

[F1]Gift
[F2]8,130 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,130 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 8,130 shares of Common Stock to the reporting person.
[F3]The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021.
[F4]The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.

Documents

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