Scott's Liquid Gold - Inc.·4

Sep 1, 5:07 PM ET

GOLDSTEIN MARK E 4

4 · Scott's Liquid Gold - Inc. · Filed Sep 1, 2020

Insider Transaction Report

Form 4
Period: 2020-08-28
GOLDSTEIN MARK E
DirectorCOB, President & CEO10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2020-08-28$1.38/sh+25,000$34,375572,222 total
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2020-08-2825,00075,000 total
    Exercise: $1.38Exp: 2020-08-30Common Stock (25,000 underlying)
Holdings
  • Common Stock

    (indirect: By Children)
    86,670
  • Common Stock

    (indirect: By Partnership)
    2,126,473
  • Common Stock

    (indirect: By ESOP)
    140,960
  • Common Stock

    (indirect: By Spouse)
    26,390
Footnotes (2)
  • [F1]Option vested 1/2 on 08/31/2015 and 1/2 on 08/31/2016.
  • [F2]The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT