Kocherlakota Sitarama Swamy 4
4 · S&P Global Inc. · Filed Aug 5, 2024
Insider Transaction Report
Form 4
S&P Global Inc.SPGI
Kocherlakota Sitarama Swamy
EVP, Chief Digital Officer
Transactions
- Gift
Common Stock
2024-08-05−400→ 4,062 total - Sale
Common Stock
2024-08-01$489.87/sh−1,239$606,949→ 4,462 total - Sale
Common Stock
2024-08-01$486.86/sh−818$398,251→ 13,244 total - Sale
Common Stock
2024-08-01$488.02/sh−2,112$1,030,698→ 11,132 total - Sale
Common Stock
2024-08-01$489.17/sh−5,431$2,656,682→ 5,701 total
Holdings
- 419
Restricted Stock Units
Exercise: $0.00→ Common Stock (419 underlying) - 1,780
Restricted Stock Units
Exercise: $0.00→ Common Stock (1,780 underlying) - 1,190
Restricted Stock Units
Exercise: $0.00→ Common Stock (1,190 underlying)
Footnotes (9)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $486.60 to $487.10, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $487.65 to $488.57, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $488.67 to $489.66, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $489.73 to $490.07, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- [F5]Represents shares donated by the reporting person to a charitable donor advised fund.
- [F6]Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- [F7]As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- [F8]As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- [F9]As previously reported, the reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.