Brook James S 4
4 · KANSAS CITY SOUTHERN · Filed Sep 30, 2004
Insider Transaction Report
Form 4
Brook James S
Vice President & Comptroller
Transactions
- Award
LSAR
2004-09-28+20,000→ 20,000 totalExercise: $14.77→ Common Stock (20,000 underlying) - Award
Common Stock
2004-09-28$14.77/sh+2,500$36,925→ 2,500 total - Award
Employee Stock Option (right to buy)
2004-09-28+20,000→ 20,000 totalExercise: $14.77From: 2005-09-28Exp: 2014-09-27→ Common Stock (20,000 underlying) - Award
LSAR
2004-09-28+5,000→ 5,000 totalExercise: $14.77→ Common Stock (5,000 underlying) - Award
Employee Stock Option (right to buy)
2004-09-28+5,000→ 5,000 totalExercise: $14.77From: 2009-09-28Exp: 2014-09-27→ Common Stock (5,000 underlying)
Footnotes (1)
- [F1]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.