RUSS RONALD G 4

4 · KANSAS CITY SOUTHERN · Filed Feb 11, 2004

Form 4

Period: 2004-02-09

Executive Vice President & CFO

Transactions

Award
Option (Right to Buy)
2004-02-09+4,539→ 4,539 total
Exercise: $14.53Exp: 2014-02-08→ Common Stock (4,539 underlying)
Award
LSAR
2004-02-09+4,539→ 4,539 total
Exercise: $14.53→ Common Stock (4,539 underlying)

Holdings

Option (Right to Buy)
Exercise: $16.28From: 2003-06-03Exp: 2012-06-02→ Common Stock (35,000 underlying)
35,000
LSAR
Exercise: $12.55→ Common Stock (3,686 underlying)
3,686
Option (Right to Buy)
Exercise: $12.90From: 2007-10-01Exp: 2012-09-30→ Common Stock (115,000 underlying)
115,000
Option (Right to Buy)
Exercise: $12.55Exp: 2013-01-15→ Common Stock (3,686 underlying)
3,686
LSAR
Exercise: $12.55→ Common Stock (45,000 underlying)
45,000
LSAR
Exercise: $16.28→ Common Stock (35,000 underlying)
35,000
Option (Right to Buy)
Exercise: $12.55From: 2008-01-16Exp: 2013-01-15→ Common Stock (45,000 underlying)
45,000
Option (Right to Buy)
Exercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (40,000 underlying)
40,000
Common Stock
11,730
LSAR
Exercise: $12.90→ Common Stock (115,000 underlying)
115,000
Option (Right to Buy)
Exercise: $14.60From: 2007-11-07Exp: 2012-11-06→ Common Stock (20,000 underlying)
20,000
LSAR
Exercise: $14.60→ Common Stock (20,000 underlying)
20,000
LSAR
Exercise: $14.60→ Common Stock (40,000 underlying)
40,000

Footnotes (5)

[F1]10,000 of these shares are restricted from sale or transfer for a period of five years ending November 7, 2007, unless earlier terminated in accordance with the restriction agreement.
[F2]Includes 1,730 shares acquired under the KCS employee stock purchase plan on December 31, 2003.
[F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
[F4]These options are exercisable in installments: 738 on June 23, 2003, 738 on June 23, 2004, 738 on June 23, 2005 and 1,472 on June 23, 2006.
[F5]These options are exercisable in installments: 907 on February 9, 2004, 908 on June 23, 2004, 908 on June 23, 2005 and 1816 on June 23, 2006.

Documents

1 file