Home/Filings/4/0000049071-21-000054
4//SEC Filing

Kane Brian A 4

Accession 0000049071-21-000054

CIK 0000049071other

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 6:36 PM ET

Size

19.3 KB

Accession

0000049071-21-000054

Insider Transaction Report

Form 4
Period: 2021-02-19
Kane Brian A
SVP & Chief Financial Officer
Transactions
  • Exercise/Conversion

    Humana Common

    2021-02-19+11,17429,940 total
  • Tax Payment

    Humana Common

    2021-02-19$377.42/sh5,598$2,112,76924,342 total
  • Award

    Options

    2021-02-22+9,4669,466 total
    Exercise: $376.61Exp: 2028-02-21Humana Common (9,466 underlying)
  • Award

    Restricted Stock Units

    2021-02-22+2,3002,300 total
    Humana Common (2,300 underlying)
Holdings
  • Options

    Exercise: $350.79Exp: 2027-02-24Humana Common (12,535 underlying)
    12,535
  • Options

    Exercise: $268.47Exp: 2025-02-19Humana Common (12,041 underlying)
    12,041
  • Restricted Stock Units

    Humana Common (1,663 underlying)
    1,663
  • Options

    Exercise: $307.96Exp: 2026-02-25Humana Common (11,674 underlying)
    11,674
  • Restricted Stock Units

    Humana Common (880 underlying)
    880
Footnotes (10)
  • [F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
  • [F10]Includeds Performance Stock Units that vested on 2/19/21.
  • [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
  • [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
  • [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
  • [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F6]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F7]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
  • [F8]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
  • [F9]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1
  • filerCIK 0001609525

Filing Metadata

Form type
4
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 6:36 PM ET
Size
19.3 KB