4//SEC Filing
CNA FINANCIAL CORP 4
Accession 0000021175-17-000036
$CNACIK 0000021175operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:34 PM ET
Size
8.8 KB
Accession
0000021175-17-000036
Insider Transaction Report
Form 4
Mense D Craig
EVP & CFO
Transactions
- Exercise/Conversion
Common Stock
2017-02-13$43.14/sh+7,371$317,985→ 70,363 total - Sale
Common Stock
2017-02-13$43.15/sh−7,371$318,059→ 62,992 total - Exercise/Conversion
Stock Appreciation Rights
2017-02-13−30,000→ 0 totalExercise: $32.54Exp: 2018-02-06→ Common Stock (30,000 underlying)
Footnotes (4)
- [F1]The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 7,371 shares of the issuers common stock.
- [F2]This transaction was executed in multiple trades at prices ranging from $43.15 to $43.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009.
- [F4]As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
Documents
Issuer
CNA FINANCIAL CORP
CIK 0000021175
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000021175
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 5:34 PM ET
- Size
- 8.8 KB