KLEIN RONALD A 4

4 · TCF FINANCIAL CORP · Filed Mar 16, 2021

Form 4

Period: 2021-03-12

Director

Transactions

Gift
Common Stock
2021-03-12−1,000→ 18,976 total(indirect: By Trust)
Exercise/Conversion
Stock Options (right to buy)
2021-03-12−5,000→ 0 total
Exercise: $16.24Exp: 2023-01-03→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock
2021-03-12$16.24/sh+5,000$81,200→ 26,289 total(indirect: By Trust)
Sale
Common Stock
2021-03-12$49.14/sh−4,661$229,048→ 19,976 total(indirect: By Trust)
Tax Payment
Common Stock
2021-03-12$49.17/sh−1,652$81,229→ 24,637 total(indirect: By Trust)

Holdings

Footnotes (5)

[F1]The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
[F2]The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
[F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.13 to $49.15, inclusive. The reporting person undertakes to provide to TCF Financial Corporation, any shareholder of TCF Financial Corporation, or the Staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]Price is not applicable.
[F5]Vested in conjunction with the merger of Talmer Bancorp, Inc. with and into TCF Financial Corporation at the close of business August 31, 2016.

Documents

1 file