Marvel Gary Michael 4
4 · CATERPILLAR INC · Filed Dec 8, 2020
Insider Transaction Report
Form 4
Marvel Gary Michael
Chief Accounting Officer
Transactions
- Exercise/Conversion
Employee Stock Options
2020-12-04$83.00/sh−2,318$192,394→ 0 totalExercise: $83.00Exp: 2025-03-02→ Common Stock (2,318 underlying) - Exercise/Conversion
Common Stock
2020-12-04$83.00/sh+2,318$192,394→ 2,318 total - Sale
Common Stock
2020-12-04$179.50/sh−2,318$416,081→ 0 total
Holdings
- 1,601(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The information in this report is based on a 401(k) plan statement dated as of November 30, 2020.
- [F2]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2015 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.