GALLARDO JUAN 4
4 · CATERPILLAR INC · Filed Oct 1, 2020
Insider Transaction Report
Form 4
GALLARDO JUAN
Director
Transactions
- Award
Phantom Stock Units
2020-09-30$149.34/sh+251$37,484→ 34,651 total→ Common Stock (251 underlying)
Footnotes (4)
- [F1]Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.