GALLARDO JUAN 4
4 · CATERPILLAR INC · Filed Apr 2, 2019
Insider Transaction Report
Form 4
GALLARDO JUAN
Director
Transactions
- Award
Phantom Stock Units
2019-03-29$134.95/sh+278$37,516→ 30,021 total→ Common Stock (278 underlying)
Footnotes (4)
- [F1]Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.