Copeland Jananne A. 4
4 · CATERPILLAR INC · Filed Sep 28, 2018
Insider Transaction Report
Form 4
Copeland Jananne A.
Chief Accounting Officer
Transactions
- Award
Phantom Stock Units
2018-09-26$153.17/sh+6$919→ 3,220 total→ Common Stock (6 underlying)
Footnotes (3)
- [F1]Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]This total includes 4 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $153.17 and 2 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
- [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.