Pellette Thomas A 4
4 · CATERPILLAR INC · Filed Feb 15, 2018
Insider Transaction Report
Form 4
Pellette Thomas A
Group President
Transactions
- Award
Common Stock
2018-02-13+13,505→ 14,574 total - Tax Payment
Common Stock
2018-02-13$153.10/sh−5,984$916,150→ 8,590 total
Holdings
- 12,800(indirect: By Trust)
Common Stock
- 12,014(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on February 27, 2015.
- [F2]The information in this report is based on a 401(k) Plan statement dated as of 1/31/2018.