CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Jan 5, 2015
Insider Transaction Report
Form 4
MAGOWAN PETER A
Director
Transactions
- Award
Phantom Stock Units
2014-12-31$92.51/sh+135$12,489→ 32,380 total→ Common Stock (135 underlying)
Footnotes (3)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.