CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Oct 1, 2014
Insider Transaction Report
Form 4
MAGOWAN PETER A
Director
Transactions
- Award
Phantom Stock Units
2014-09-30$99.45/sh+126$12,531→ 31,780 total→ Common Stock (126 underlying)
Footnotes (3)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.