BRAZIL JOHN R 4
4 · CATERPILLAR INC · Filed Jul 28, 2010
Insider Transaction Report
Form 4
BRAZIL JOHN R
Director
Transactions
- Exercise/Conversion
Employee Stock Option
2010-07-27−8,000→ 0 totalExercise: $26.03Exp: 2013-04-09→ Common (8,000 underlying) - Sale
Common
2010-07-27$68.76/sh−8,000$550,104→ 8,803 total - Exercise/Conversion
Common
2010-07-27$26.03/sh+8,000$208,240→ 16,803 total
Footnotes (2)
- [F1](Right to buy) with tandem tax withholding rights.
- [F2]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.