BAHAJ ALI M 4
4 · CATERPILLAR INC · Filed Jan 9, 2006
Insider Transaction Report
Form 4
BAHAJ ALI M
Vice President
Transactions
- Exercise/Conversion
Employee Stock Option
2006-01-06−13,900→ 0 totalExercise: $26.77Exp: 2011-06-12→ Common (13,900 underlying) - Exercise/Conversion
Common
2006-01-06$26.77/sh+13,900$372,034→ 69,057 total - Sale
Common
2006-01-06$60.00/sh−25,576$1,534,560→ 43,481 total
Holdings
- 390(indirect: By Spouse)
Common
Footnotes (4)
- [F1]This amount includes 24,994 shares in 401K, 981 shares in SEIP and 308 shares in dividend reinvestment.
- [F2]Reporting person disclaims beneficial ownership.
- [F3](Right to buy) with tandem tax withholding rights.
- [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.