BAHAJ ALI M 4
4 · CATERPILLAR INC · Filed Jan 3, 2006
Insider Transaction Report
Form 4
BAHAJ ALI M
Vice President
Transactions
- Award
Phantom Stock Units
2005-12-30+41→ 0 total→ Common (41 underlying)
Holdings
- 390(indirect: By Spouse)
Common
- 54,616
Common
Footnotes (4)
- [F1]This amount includes 24,888 shares in 401K, 546 shares in SEIP and 308 shares in dividend reinvestment.
- [F2]Reporting person disclaims beneficial ownership.
- [F3]Security converts to common stock on a one-for-one basis.
- [F4]The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.