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CATERPILLAR INC · Jul 20, 9:55 AM ET

CATERPILLAR INC 4

4 · CATERPILLAR INC · Filed Jul 20, 2005

Insider Transaction Report

Form 4
Period: 2005-07-19
CATERPILLAR INCCAT
WESTERN DONALD G
Vice President
Transactions
  • Sale

    Common

    2005-07-19$52.40/sh−14,132$740,517→ 50,122 total
  • Sale

    Common

    2005-07-19$52.50/sh−24,000$1,260,000→ 64,254 total
  • Exercise/Conversion

    Common

    2005-07-19$26.77/sh+24,000$642,360→ 74,122 total
  • Exercise/Conversion

    Common

    2005-07-19$25.83/sh+14,132$365,003→ 88,254 total
  • Exercise/Conversion

    Employee Stock Option

    2005-07-19−24,000→ 0 total
    Exercise: $26.77Exp: 2011-06-12→ Common (24,000 underlying)
  • Exercise/Conversion

    Employee Stock Option

    2005-07-19−14,132→ 0 total
    Exercise: $25.83Exp: 2007-06-10→ Common (14,132 underlying)
Holdings

  • Common

    (indirect: By Spouse)
    16,998
Footnotes (6)
  • [F1]This amount includes 534 shares in 401K and 6780 shares in SEIP.
  • [F2]Reporting person disclaims beneficial ownership.
  • [F3]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 21,404 additional shares of common stock.
  • [F4]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 8499 additional shares of common stock.
  • [F5](Right to buy) with tandem tax withholding rights.
  • [F6]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT