PFLEDERER MARK R 4
4 · CATERPILLAR INC · Filed Feb 22, 2005
Insider Transaction Report
Form 4
PFLEDERER MARK R
Vice President
Transactions
- Award
Phantom Stock Units
2005-02-18+204→ 204 total→ Common (204 underlying) - Other
Option (NQ)
2005-02-18+30,000→ 30,000 totalExercise: $91.28Exp: 2015-02-18→ Common (30,000 underlying)
Holdings
- 5,767
Common
Footnotes (5)
- [F1]This amount includes 1212 shares in 401K, 313 shares in SEIP and 29 shares in dividend reinvestment.
- [F2]This option was granted with attached tax withholding rights.
- [F3]Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately.
- [F4]Security converts to common stock on a one-for-one basis.
- [F5]The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.