BENSON RICHARD A 4
4 · CATERPILLAR INC · Filed Jan 14, 2005
Insider Transaction Report
Form 4
BENSON RICHARD A
Vice President
Transactions
- Exercise/Conversion
Employee Stock Option
2005-01-12−1,795→ 0 totalExercise: $55.69Exp: 2008-06-09→ Common (1,795 underlying) - Tax Payment
Common
2005-01-12$91.62/sh−1,090$99,866→ 60,395 total - Exercise/Conversion
Common
2005-01-12$55.69/sh+1,795$99,959→ 62,190 total - Exercise/Conversion
Employee Stock Option
2005-01-12−1,934→ 0 totalExercise: $51.66Exp: 2007-06-10→ Common (1,934 underlying) - Tax Payment
Common
2005-01-12$91.62/sh−1,091$99,957→ 61,099 total - Exercise/Conversion
Common
2005-01-12$51.66/sh+1,934$99,903→ 61,485 total - Exercise/Conversion
Common
2005-01-12$62.34/sh+1,604$99,999→ 62,703 total - Exercise/Conversion
Common
2005-01-12$38.41/sh+2,601$99,895→ 64,213 total - Exercise/Conversion
Employee Stock Option
2005-01-12−1,604→ 0 totalExercise: $62.34Exp: 2009-06-08→ Common (1,604 underlying) - Exercise/Conversion
Employee Stock Option
2005-01-12−2,601→ 0 totalExercise: $38.41Exp: 2010-06-12→ Common (2,601 underlying)
Footnotes (3)
- [F1]This amount includes 18,830 shares in 401K.
- [F2](Right to buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.