CATERPILLAR INC·4

Sep 30, 2:18 PM ET

FELLIN PAOLO 4

4 · CATERPILLAR INC · Filed Sep 30, 2004

Insider Transaction Report

Form 4
Period: 2004-09-29
FELLIN PAOLO
Vice President
Transactions
  • Exercise/Conversion

    Common

    2004-09-29$32.91/sh+4,040$132,94111,503 total
  • Exercise/Conversion

    Common

    2004-09-29$51.66/sh+6,300$325,43417,803 total
  • Exercise/Conversion

    Employee Stock Option

    2004-09-294,0400 total
    Exercise: $32.91Exp: 2006-06-11Common (4,040 underlying)
  • Exercise/Conversion

    Employee Stock Option

    2004-09-296,3000 total
    Exercise: $51.66Exp: 2007-06-10Common (6,300 underlying)
  • Sale

    Common

    2004-09-29$80.00/sh10,340$827,2007,463 total
Footnotes (3)
  • [F1]This amount includes 7082 shares in EIP.
  • [F2]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
  • [F3](Right to Buy) with tandem tax withholding rights.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT