FELLIN PAOLO 4
4 · CATERPILLAR INC · Filed Sep 30, 2004
Insider Transaction Report
Form 4
FELLIN PAOLO
Vice President
Transactions
- Exercise/Conversion
Common
2004-09-29$32.91/sh+4,040$132,941→ 11,503 total - Exercise/Conversion
Common
2004-09-29$51.66/sh+6,300$325,434→ 17,803 total - Exercise/Conversion
Employee Stock Option
2004-09-29−4,040→ 0 totalExercise: $32.91Exp: 2006-06-11→ Common (4,040 underlying) - Exercise/Conversion
Employee Stock Option
2004-09-29−6,300→ 0 totalExercise: $51.66Exp: 2007-06-10→ Common (6,300 underlying) - Sale
Common
2004-09-29$80.00/sh−10,340$827,200→ 7,463 total
Footnotes (3)
- [F1]This amount includes 7082 shares in EIP.
- [F2]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
- [F3](Right to Buy) with tandem tax withholding rights.