BENSON RICHARD A 4
4 · CATERPILLAR INC · Filed Aug 12, 2003
Insider Transaction Report
Form 4
BENSON RICHARD A
Vice President
Transactions
- Exercise/Conversion
Common
2003-08-11$30.16/sh+17,684$533,282→ 64,180 total - Exercise/Conversion
Common
2003-08-11$30.16/sh+3,316$99,998→ 56,792 total - Tax Payment
Common
2003-08-11$68.44/sh−10,704$732,582→ 53,476 total - Exercise/Conversion
Employee Stock Option
2003-08-11−17,684→ 0 totalExercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (17,684 underlying) - Tax Payment
Common
2003-08-11$68.44/sh−1,461$99,991→ 55,331 total - Exercise/Conversion
Employee Stock Option
2003-08-11−3,316→ 0 totalExercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (3,316 underlying)
Footnotes (3)
- [F1]This amount includes 18,068 shares in EIP-1 and 349 shares in 401K.
- [F2](Right to Buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.