Weinstein Joshua S. 4
4 · CAPITAL SOUTHWEST CORP · Filed Jun 11, 2024
Insider Transaction Report
Form 4
Weinstein Joshua S.
Senior Managing Director & CIO
Transactions
- Tax Payment
Common Stock
2024-06-10$26.13/sh−10,117$264,357→ 191,690 total - Award
Common Stock
2024-06-10+60,000→ 251,690 total - Tax Payment
Common Stock
2024-06-09$26.13/sh−3,560$93,023→ 201,807 total
Holdings
- 400(indirect: Held by the reporting person's daughter)
Common Stock
- 500(indirect: Held by the reporting person's son)
Common Stock
- 650(indirect: Held by reporting person's son)
Common Stock
Footnotes (2)
- [F1]Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- [F2]Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.