Home/Filings/4/0000017313-24-000039
4//SEC Filing

Weinstein Joshua S. 4

Accession 0000017313-24-000039

CIK 0000017313other

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 4:03 PM ET

Size

10.2 KB

Accession

0000017313-24-000039

Insider Transaction Report

Form 4
Period: 2024-06-09
Weinstein Joshua S.
Senior Managing Director & CIO
Transactions
  • Tax Payment

    Common Stock

    2024-06-10$26.13/sh10,117$264,357191,690 total
  • Award

    Common Stock

    2024-06-10+60,000251,690 total
  • Tax Payment

    Common Stock

    2024-06-09$26.13/sh3,560$93,023201,807 total
Holdings
  • Common Stock

    (indirect: Held by the reporting person's daughter)
    400
  • Common Stock

    (indirect: Held by the reporting person's son)
    500
  • Common Stock

    (indirect: Held by reporting person's son)
    650
Footnotes (2)
  • [F1]Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
  • [F2]Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.

Issuer

CAPITAL SOUTHWEST CORP

CIK 0000017313

Entity typeother

Related Parties

1
  • filerCIK 0001858765

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 4:03 PM ET
Size
10.2 KB