4//SEC Filing
DIEHL BOWEN S 4
Accession 0000017313-23-000139
CIK 0000017313other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:10 PM ET
Size
5.8 KB
Accession
0000017313-23-000139
Insider Transaction Report
Form 4
DIEHL BOWEN S
SVP and CIO
Transactions
- Tax Payment
Common Stock
2023-11-15$22.17/sh−2,213$49,062→ 234,639 total
Holdings
- 374,481(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- [F2]PHC Investments, LLC is fifty percent owned by the reporting person and fifty percent owned by his spouse.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeother
Related Parties
1- filerCIK 0001602998
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 4:10 PM ET
- Size
- 5.8 KB